Category Archives: News and Updates

Never Lose Money On A Stock Pick Again – How To Always Pick A Winner

Learn How Smart Investment Bankers Always Pick a Winning Stock. Never Lose Money On A Stock Pick Again. Seven “Slam Dunk” Techniques To Always Make A Profit On Your Stock Picks. Join our mailing list today for this free super-informative … Continue reading

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Free eBook “Raising Venture Capital”

Just sign up below to get your free eBook and join our mailing list. Get special offers and discounts from our PPM service providers. Join our mailing list now to receive a free copy of the eBook “Raising Venture Capital”, … Continue reading

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Free eBook “Investing in Private Placements”

  Just sign up below to get your free eBook and join our mailing list. Join our mailing list now to receive a free copy of the eBook “Investing In Private Placements” and exclusive pre-qualified PPMs and other tips and … Continue reading

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17 CFR 240.3a4-1 – Associated persons of an issuer deemed not to be brokers.

17 CFR 240.3a4-1 – Associated persons of an issuer deemed not to be brokers. There are 20 Updates appearing in the Federal Register for 17 CFR 240. Select the tab below to view, or View eCFR (GPOAccess) CFR Updates Authorities … Continue reading

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Press Release July 10, 2013

FACT SHEET Eliminating the Prohibition on General Solicitation and General Advertising in Certain Offerings SEC Open Meeting July 10, 2013 Background Current Offering Process Companies seeking to raise capital through the sale of securities must either register the securities offering … Continue reading

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Rule 144A

Form Electronic Code Of Federal Regulations (http://www.ecfr.gov/cgi-bin/text-idx?c=ecfr&sid=20c66c74f60c4bb8392bcf9ad6fccea3&rgn=div5&view=text&node=17:2.0.1.1.12&idno=17#17:2.0.1.1.12.0.36.29) § 230.144A   Private resales of securities to institutions. Preliminary Notes: 1. This section relates solely to the application of section 5 of the Act and not to antifraud or other provisions of the … Continue reading

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Regulation D

From Electronic Code Of Federal Regulations  (http://www.ecfr.gov/cgi-bin/text-idx?c=ecfr&sid=441856d07884ed3f0111d84a92d9765f&rgn=div5&view=text&node=17:2.0.1.1.12&idno=17) Regulation D—Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933 Source: Sections 230.501 through 230.506 appear at 47 FR 11262, Mar. 16, 1982, unless otherwise … Continue reading

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