Commentary

    1. JOBS Act Rules – Limited Grandfathering For Current Investors; Certain Other Form D Developments

      Mondaq News Alerts (registration) ‎- 4 days ago

      The SEC saw a need for a “grandfathering” provision in part because the who purchases securities under a new Rule 506(c) offering is accredited, While the requirement of Rule 506(c) to take “reasonable steps” to verify 

  1. Private Placements Under New Rule 506(c) – Interplay With Other

    www.mondaq.com/…/Securities/Private+Placements+under+New+Rule+5

    Aug 12, 2013 – New Rule 506(c) completely alters this analysis. Section 4(b) of the Securities Act now specifically provides that securities transactions 

  2. [PDF]

    New Rule 506(c): General Solicitation in Regulation – CrowdCheck

    www.crowdcheck.com/…/CrowdCheck%20Memo%20on%20New%20R…

    New Rule 506(c): General Solicitation in Regulation D Offerings. On August 29, the SEC in effect created an entirely new type of offering not subject to 

  3. SEC to permit general solicitation and advertising in certain private

    www.lexology.com/library/detail.aspx?g=d1aa1f62-911d-460f-8374…

    Aug 13, 2013 – New Rule 506(c), enacted to implement Section 201(a) of the Jumpstart Our Business Startups Act, will allow issuers to engage in general 

  4. SEC eliminates general solicitation prohibition for Rule 506 private

    www.lexology.com/library/detail.aspx?g=71bb64e2-e476-4f1a-9225…

    Jul 29, 2013 – On July 10, 2013, the SEC adopted final rules1 implementing Section Under new Rule 506(c), an issuer may utilize general solicitation or 

  5. SEC adopts final rules to Rule 506 private placements – Lexology

    www.lexology.com/library/detail.aspx?g=5ba83e29-0fdc-430b-8c28…

    Aug 7, 2013 – The SEC recently adopted new rules to lift the ban on general New Section 506(c) imposes a general requirement that issuers take 

  6. SEC Chair: Rule 506 General Solicitation Permitted Without

    www.thecorporatecounsel.net/Blog/2013/…/last-week-the-sec-issued.html

    Aug 12, 2013 – As noted in this Latham & Watkins blog, SEC Chair White has indicate how many Staff hours went into the new Reg D proposals, but also to clarify this: The Commission approved the adoption of Rule 506(c) on July 10, 

  7. SEC’s New Reg D Rules and Private Fund Offerings — The Harvard

    blogs.law.harvard.edu/…/secs-new-reg-d-rules-and-private-fund-offering…

    Jul 26, 2013 – The final rules create a new form of offering under Rule 506(c) that permits The new rules leave intact Section 4(a)(2) of the Securities Act 

  8. New SEC Rule 506(c) Allows General Solicitation as Long as

    www.rimonlaw.com/…/newsecrule506c-allows-general-solicitation-as-…

    New SEC Rule 506(c) Allows General Solicitation as Long as “Purchasers” are “Accredited Investors”. Jul 11, 2013. The Securities and Exchange Commission 

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