Commentary

    1. JOBS Act Rules – Limited Grandfathering For Current Investors; Certain Other Form D Developments

      Mondaq News Alerts (registration) ‎- 4 days ago

      The SEC saw a need for a “grandfathering” provision in part because the … who purchases securities under a new Rule 506(c) offering is accredited, … While the requirement of Rule 506(c) to take “reasonable steps” to verify …

  2. Private Placements Under New Rule 506(c) – Interplay With Other …

    www.mondaq.com/…/Securities/Private+Placements+under+New+Rule+5…‎

    Aug 12, 2013 – New Rule 506(c) completely alters this analysis. … Section 4(b) of the Securities Act now specifically provides that securities transactions …

  3. [PDF]

    New Rule 506(c): General Solicitation in Regulation … – CrowdCheck

    www.crowdcheck.com/…/CrowdCheck%20Memo%20on%20New%20R…‎

    New Rule 506(c): General Solicitation in Regulation D Offerings. On August 29, the SEC in effect created an entirely new type of offering not subject to …

  4. SEC to permit general solicitation and advertising in certain private …

    www.lexology.com/library/detail.aspx?g=d1aa1f62-911d-460f-8374…‎

    Aug 13, 2013 – New Rule 506(c), enacted to implement Section 201(a) of the Jumpstart Our Business Startups Act, will allow issuers to engage in general …

  5. SEC eliminates general solicitation prohibition for Rule 506 private …

    www.lexology.com/library/detail.aspx?g=71bb64e2-e476-4f1a-9225…‎

    Jul 29, 2013 – On July 10, 2013, the SEC adopted final rules1 implementing Section … Under new Rule 506(c), an issuer may utilize general solicitation or …

  6. SEC adopts final rules to Rule 506 private placements – Lexology

    www.lexology.com/library/detail.aspx?g=5ba83e29-0fdc-430b-8c28…‎

    Aug 7, 2013 – The SEC recently adopted new rules to lift the ban on general … New Section 506(c) imposes a general requirement that issuers take …

  7. SEC Chair: Rule 506 General Solicitation Permitted Without …

    www.thecorporatecounsel.net/Blog/2013/…/last-week-the-sec-issued.html‎

    Aug 12, 2013 – As noted in this Latham & Watkins blog, SEC Chair White has … indicate how many Staff hours went into the new Reg D proposals, but also to clarify this: … The Commission approved the adoption of Rule 506(c) on July 10, …

  8. SEC’s New Reg D Rules and Private Fund Offerings — The Harvard …

    blogs.law.harvard.edu/…/secs-new-reg-d-rules-and-private-fund-offering…‎

    Jul 26, 2013 – The final rules create a new form of offering under Rule 506(c) that permits … The new rules leave intact Section 4(a)(2) of the Securities Act …

  9. New SEC Rule 506(c) Allows General Solicitation as Long as …

    www.rimonlaw.com/…/new–sec–rule–506c-allows-general-solicitation-as-…‎

    New SEC Rule 506(c) Allows General Solicitation as Long as “Purchasers” are “Accredited Investors”. Jul 11, 2013. The Securities and Exchange Commission …

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